FMC Audit & Investigation Response Assistance
The FMC’s Bureau of Enforcement conducts random NVOCC compliance audits. These audits are referred to as Ocean Transportation Intermediary (OTI) Reviews. The FMC also regularly issues requests for records during investigations of alleged U.S. Shipping Act and regulatory violations.
DPI assists Members responding to FMC’s OTI Reviews and other requests for documentation. Our expert staff review and ensure that all records to be produced meet FMC’s compliance standards.
For more information about OTI Reviews and how to stay on top of compliance, check out our U.S. Shipping Act Enforcement video.
If you received a request for records from the FMC, please contact your DPI Account Representative for assistance immediately.